PHGE Risk Flags
Consolidated view of every risk_flag row PHGEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Oct 31, 2024 | Form 15-12G (deregistration) filed 2024-10-31 (accession 0001213900-24-092901). Paired with Form 25-NSE (delisting notice) filed 2024-10-25 (accession 0000876661-24-001016) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Oct 25, 2024 | Form 25-NSE (delisting notice) filed 2024-10-25 (accession 0000876661-24-001016). Paired with Form 15-12G (deregistration) filed 2024-10-31 (accession 0001213900-24-092901) within the 12-month going-dark window. | view ↗ |
| Delisting | medium | 25-NSE · Jun 12, 2023 | Form 25-NSE filed 2023-06-12 (accession 0001143313-23-000040) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001213900-24-043596) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001213900-24-045273), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001213900-24-028708) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-04 (accession 0001213900-24-030053), 5 days after the 2024-03-30 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 29, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-29 (accession 0001213900-23-024122) was 'Kesselman & Kesselman' (PCAOB Firm ID: 1309). Prior 10-K/A filed 2022-05-02 (accession 0001213900-22-023189) was 'Brightman Almagor Zohar & Co.' (PCAOB Firm… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001213900-21-027261) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001213900-21-028654), 9 days after the 2021-05-15 filing d… | view ↗ |
Related on PHGE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.