PFHO Risk Flags
Consolidated view of every risk_flag row PFHOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001140377-07-000058) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 18, 2004 | Form NT 10-Q filed 2004-05-18 (accession 0001140377-04-000165) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001185185-24-000350) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001185185-24-000392), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2006 | Form NT 10-Q filed 2006-05-16 (accession 0001140377-06-000131) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2006 | Form NT 10-K filed 2006-04-03 (accession 0001140377-06-000069) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001140377-04-000118) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2003 | Form NT 10-K filed 2003-04-01 (accession 0001140377-03-000051) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Mar 19, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-19 (accession 0001185185-25-000193) was 'Boulay PLLP' (PCAOB Firm ID: 542). Prior 10-K filed 2024-04-16 (accession 0001185185-24-000392) was 'GreenGrowth CPAs' (PCAOB Firm ID: 6580). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001185185-23-000838) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001185185-23-000869), 4 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001185185-23-000509) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-18 (accession 0001185185-23-000557), 3 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001185185-19-000753) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001185185-19-000779), 5 days after the 2019-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-16 (accession 0001185185-24-000392) was 'GreenGrowth CPAs' (PCAOB Firm ID: 6580). Prior 10-K filed 2023-03-31 (accession 0001185185-23-000301) was 'Pinnacle Accountancy Group of Utah' (PCAOB Firm I… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001185185-22-000956) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001185185-22-000978), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001185185-22-000376) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-14 (accession 0001185185-22-000436), 14 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q/A · Aug 16, 2018 | Form NT 10-Q/A filed 2018-08-16 (accession 0001185185-18-001504) notified the SEC of delayed 10-Q/A filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001185185-18-001530), 6 days after the 2018-08-14 fili… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001185185-18-001484) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001185185-18-001530), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001185185-12-001076) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001185185-12-001175), 6 days after the 2012-05-15 filing d… | view ↗ |
Related on PFHO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.