PEVM Risk Flags
Consolidated view of every risk_flag row PEVMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001641172-25-010977) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-27 (accession 0001641172-25-016888), 43 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-001920) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-05-30 (accession 0001641172-25-013062), 60 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001493152-24-046250) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2025-02-10 (accession 0001493152-25-005634), 88 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001104659-24-062003) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-10-03 (accession 0001493152-24-039366), 141 days after the 2024-05-15 filing… | view ↗ |
| Delisting | medium | 25-NSE · Nov 14, 2025 | Form 25-NSE filed 2025-11-14 (accession 0001354457-25-001132) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 26, 2024 | Form NT 10-K filed 2024-03-26 (accession 0001104659-24-039012) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001410578-24-000471), 16 days after the 2024-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · May 30, 2025 | PCAOB-tagged auditor in 10-K filed 2025-05-30 (accession 0001641172-25-013062) was 'Marcum Asia CPAs LLP' (PCAOB Firm ID: 5910). Prior 10-K filed 2024-04-15 (accession 0001410578-24-000471) was 'Marcum Asia CPAs LLP' (PCAOB Firm ID: 5395). | view ↗ |
Related on PEVM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.