PETV Risk Flags
Consolidated view of every risk_flag row PETVhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001477932-16-013432) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2017-09-18 (accession 0001477932-17-004540), 308 days after the 2016-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001477932-15-007093) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2016-06-17 (accession 0001477932-16-010896), 216 days after the 2015-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 13, 2015 | Form NT 10-Q filed 2015-08-13 (accession 0001477932-15-005061) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2016-06-17 (accession 0001477932-16-010896), 308 days after the 2015-08-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Jun 30, 2015 | Form NT 10-K filed 2015-06-30 (accession 0001477932-15-004133) notified the SEC of delayed 10-K filing for period ending 2015-03-31. Substantive filing landed 2016-03-23 (accession 0001477932-16-009141), 268 days after the 2015-06-29 filing… | view ↗ |
| Late Filing | high | NT 10-K · Jul 1, 2019 | Form NT 10-K filed 2019-07-01 (accession 0001493152-19-009975) notified the SEC of delayed 10-K filing for period ending 2019-03-31. Substantive filing landed 2019-07-31 (accession 0001493152-19-011411), 32 days after the 2019-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 28, 2018 | Form NT 10-K filed 2018-06-28 (accession 0001493152-18-009373) notified the SEC of delayed 10-K filing for period ending 2018-03-31. Substantive filing landed 2018-08-13 (accession 0001493152-18-011562), 45 days after the 2018-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 2017 | Form NT 10-Q filed 2017-11-13 (accession 0001493152-17-012767) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2018-01-26 (accession 0001493152-18-001075), 73 days after the 2017-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 16, 2016 | Form NT 10-Q filed 2016-08-16 (accession 0001477932-16-012015) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-09-13 (accession 0001477932-16-012464), 30 days after the 2016-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 29, 2016 | Form NT 10-K filed 2016-06-29 (accession 0001477932-16-011090) notified the SEC of delayed 10-K filing for period ending 2016-03-31. Substantive filing landed 2016-08-17 (accession 0001477932-16-012044), 49 days after the 2016-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 28, 2013 | Form NT 10-K filed 2013-06-28 (accession 0001477932-13-003027) notified the SEC of delayed 10-K filing for period ending 2013-03-31. Substantive filing landed 2013-07-15 (accession 0001477932-13-003209), 16 days after the 2013-06-29 filing … | view ↗ |
| Delisting | medium | 25-NSE · Sep 6, 2024 | Form 25-NSE filed 2024-09-06 (accession 0001354457-24-000642) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001493152-19-017568) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001493152-19-018021), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001493152-19-012394) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001493152-19-013027), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001493152-18-011637) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-24 (accession 0001493152-18-012573), 10 days after the 2018-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 13, 2018 | Form NT 10-Q filed 2018-02-13 (accession 0001493152-18-001929) notified the SEC of delayed 10-Q filing for period ending 2017-12-31. Substantive filing landed 2018-02-26 (accession 0001493152-18-002600), 12 days after the 2018-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 17, 2015 | Form NT 10-Q filed 2015-02-17 (accession 0001477932-15-001205) notified the SEC of delayed 10-Q filing for period ending 2014-12-31. Substantive filing landed 2015-02-23 (accession 0001477932-15-001327), 9 days after the 2015-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 1, 2014 | Form NT 10-K filed 2014-07-01 (accession 0001477932-14-003424) notified the SEC of delayed 10-K filing for period ending 2014-03-31. Substantive filing landed 2014-07-14 (accession 0001477932-14-003636), 15 days after the 2014-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2014 | Form NT 10-Q filed 2014-02-14 (accession 0001477932-14-000694) notified the SEC of delayed 10-Q filing for period ending 2013-12-31. Substantive filing landed 2014-02-18 (accession 0001477932-14-000709), 4 days after the 2014-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001477932-13-005454) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001477932-13-005713), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2013 | Form NT 10-Q filed 2013-08-15 (accession 0001477932-13-003748) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001477932-13-003927), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 13, 2013 | Form NT 10-Q filed 2013-02-13 (accession 0001477932-13-000613) notified the SEC of delayed 10-Q filing for period ending 2012-12-31. Substantive filing landed 2013-02-21 (accession 0001477932-13-000825), 7 days after the 2013-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001477932-12-004352) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001477932-12-004543), 5 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2012 | Form NT 10-K filed 2012-06-29 (accession 0001469299-12-000199) notified the SEC of delayed 10-K filing for period ending 2012-03-31. Substantive filing landed 2012-07-16 (accession 0001469299-12-000212), 17 days after the 2012-06-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Jul 10, 2025 | PCAOB-tagged auditor in 10-K filed 2025-07-10 (accession 0001641172-25-018617) was 'Assurance Dimensions, LLC' (PCAOB Firm ID: 3523). Prior 10-K/A filed 2024-07-09 (accession 0001493152-24-026619) was 'Assurance Dimensions Inc.' (PCAOB Firm… | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2025 | Form NT 10-K filed 2025-06-30 (accession 0001641172-25-017131) notified the SEC of delayed 10-K filing for period ending 2025-06-30. Substantive filing landed 2025-07-10 (accession 0001641172-25-018617), 80 days before the 2025-09-28 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2012 | Form NT 10-Q filed 2012-02-14 (accession 0001469299-12-000032) notified the SEC of delayed 10-Q filing for period ending 2011-12-31. Substantive filing landed 2012-02-16 (accession 0001469299-12-000034), 2 days after the 2012-02-14 filing d… | view ↗ |
Related on PETV
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.