PENN Risk Flags
Consolidated view of every risk_flag row PENNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Nov 9, 2015 | Form NT 10-Q filed 2015-11-09 (accession 0001104659-15-077091) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2016-03-08 (accession 0001104659-16-103085), 115 days after the 2015-11-14 filing… | view ↗ |
| Auditor Change | low | 10-K · Feb 27, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-27 (accession 0000921738-25-000008) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2024-02-22 (accession 0000921738-24-000012) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 3… | view ↗ |
| Late Filing | low | NT 10-K · Feb 25, 2016 | Form NT 10-K filed 2016-02-25 (accession 0001104659-16-099662) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-03-08 (accession 0001047469-16-010837), 22 days before the 2016-03-30 filing… | view ↗ |
Related on PENN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.