PED Risk Flags
Consolidated view of every risk_flag row PEDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 31, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-31 (accession 0001654954-26-003098) was 'Weaver and Tidwell, L.L.P.' (PCAOB Firm ID: 410). Prior 10-K/A filed 2025-10-31 (accession 0001654954-25-012381) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001141197-08-000007) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2009-03-31 (accession 0001141197-09-000005), 366 days after the 2008-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001214782-07-000245) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-04-30 (accession 0001141197-08-000011), 168 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2007 | Form NT 10-Q filed 2007-05-16 (accession 0001141197-07-000020) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. Substantive filing landed 2008-04-30 (accession 0001141197-08-000011), 351 days after the 2007-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2007 | Form NT 10-K filed 2007-04-03 (accession 0001141197-07-000013) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2006 | Form NT 10-Q filed 2006-11-15 (accession 0001141197-06-000083) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001432093-12-000196) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001432093-12-000263), 17 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001654954-21-012333) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-16 (accession 0001654954-21-012334), 2 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001354488-16-007516) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-19 (accession 0001354488-16-007557), 4 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2013 | Form NT 10-Q filed 2013-05-15 (accession 0001354488-13-002905) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001354488-13-002983), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001354488-12-005826) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001354488-12-006059), 5 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001432093-12-000381) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-18 (accession 0001432093-12-000414), 3 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2011 | Form NT 10-Q filed 2011-08-15 (accession 0001141197-11-000032) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001141197-11-000035), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2011 | Form NT 10-Q filed 2011-05-16 (accession 0001141197-11-000025) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-23 (accession 0001141197-11-000028), 8 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001432093-11-000174) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-12 (accession 0001141197-11-000017), 12 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2010 | Form NT 10-K filed 2010-04-01 (accession 0001141197-10-000007) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-01 (accession 0001141197-10-000009), 1 days after the 2010-03-31 filing d… | view ↗ |
Related on PED
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.