PDEX Risk Flags
Consolidated view of every risk_flag row PDEXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 16, 2006 | Form NT 10-Q filed 2006-05-16 (accession 0001003297-06-000190) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Oct 1, 2002 | Form NT 10-K filed 2002-10-01 (accession 0001003297-02-000195) notified the SEC of delayed 10-K filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 15, 2002 | Form NT 10-Q filed 2002-02-15 (accession 0001003297-02-000013) notified the SEC of delayed 10-Q filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Oct 1, 2001 | Form NT 10-K filed 2001-10-01 (accession 0001003297-01-500225) notified the SEC of delayed 10-K filing for period ending 2001-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Sep 4, 2025 | PCAOB-tagged auditor in 10-K filed 2025-09-04 (accession 0001079973-25-001426) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2024-09-05 (accession 0001553350-24-000079) was 'Moss Adams LLP' (PCAOB Firm ID: 659). | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001079973-23-001341) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-10-13 (accession 0001079973-23-001429), 15 days after the 2023-09-28 filing … | view ↗ |
Related on PDEX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.