PCSA Risk Flags
Consolidated view of every risk_flag row PCSAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001393905-16-000822) notified the SEC of delayed 10-K filing for period ending 2015-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Mar 20, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-20 (accession 0001641172-25-000070) was 'Cherry Bekaert LLP' (PCAOB Firm ID: 677). Prior 10-K filed 2024-03-29 (accession 0001493152-24-011976) was 'BD & Company, Inc' (PCAOB Firm ID: 6143). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001493152-18-004533) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-16 (accession 0001493152-18-005248), 16 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001393905-15-000605) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-12-01 (accession 0001393905-15-000641), 17 days after the 2015-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001493152-18-007227) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001493152-18-007514), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001393905-17-000356) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001393905-17-000369), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001393905-15-000398) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001393905-15-000427), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2015 | Form NT 10-K filed 2015-03-30 (accession 0001393905-15-000147) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-14 (accession 0001393905-15-000193), 14 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2014 | Form NT 10-Q filed 2014-08-14 (accession 0001393905-14-000467) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001393905-14-000488), 5 days after the 2014-08-14 filing d… | view ↗ |
Related on PCSA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.