PCMC Risk Flags
Consolidated view of every risk_flag row PCMChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001144204-06-020584) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 17, 2005 | Form NT 10-Q filed 2005-05-17 (accession 0001139020-05-000185) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 15, 2005 | Form NT 10-Q filed 2005-02-15 (accession 0001139020-05-000067) notified the SEC of delayed 10-Q filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 16, 2004 | Form NT 10-Q filed 2004-08-16 (accession 0001139020-04-000208) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Dec 30, 2008 | Form NT 10-K filed 2008-12-30 (accession 0001144204-08-071419) notified the SEC of delayed 10-K filing for period ending 2008-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2004 | Form NT 10-Q filed 2004-05-17 (accession 0001139020-04-000138) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Sep 29, 2003 | Form NT 10-K filed 2003-09-29 (accession 0001139020-03-000265) notified the SEC of delayed 10-K filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 27, 2024 | Form NT 10-K filed 2024-12-27 (accession 0001214659-24-021015) notified the SEC of delayed 10-K filing for period ending 2024-09-30. Substantive filing landed 2025-01-13 (accession 0001214659-25-000464), 15 days after the 2024-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2024 | Form NT 10-Q filed 2024-02-15 (accession 0001214659-24-002956) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-20 (accession 0001214659-24-003102), 6 days after the 2024-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 2023 | Form NT 10-K filed 2023-12-29 (accession 0001214659-23-017112) notified the SEC of delayed 10-K filing for period ending 2023-09-30. Substantive filing landed 2024-01-12 (accession 0001214659-24-000719), 14 days after the 2023-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001214659-23-011338) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001214659-23-011552), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001214659-23-006978) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-24 (accession 0001214659-23-007747), 9 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 2022 | Form NT 10-K filed 2022-12-29 (accession 0001214659-22-015485) notified the SEC of delayed 10-K filing for period ending 2022-09-30. Substantive filing landed 2023-02-16 (accession 0001214659-23-002645), 49 days after the 2022-12-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 4, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-04 (accession 0001214659-26-001181) was 'L J Soldinger Associates, LLC' (PCAOB Firm ID: 318). Prior 10-K filed 2025-01-13 (accession 0001214659-25-000464) was 'Hudgens CPA, PLLC' (PCAOB Firm ID: 68… | view ↗ |
| Auditor Change | low | 10-K · Jan 12, 2024 | PCAOB-tagged auditor in 10-K filed 2024-01-12 (accession 0001214659-24-000719) was 'Hudgens CPA, PLLC' (PCAOB Firm ID: 6849). Prior 10-K filed 2023-02-16 (accession 0001214659-23-002645) was 'MaughanSullivan LLC' (PCAOB Firm ID: 366). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001214659-22-010256) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001214659-22-010438), 8 days after the 2022-08-14 filing d… | view ↗ |
| Delisting | low | 15-12G · May 18, 2009 | Form 15-12G filed 2009-05-18 (accession 0001144204-09-027992) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on PCMC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.