PAVM Risk Flags
Consolidated view of every risk_flag row PAVMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Apr 30, 2025 | Form 25-NSE filed 2025-04-30 (accession 0001354457-25-000363) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Jan 28, 2022 | Form 25-NSE filed 2022-01-28 (accession 0001354457-22-000084) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Jul 26, 2016 | Form 25-NSE filed 2016-07-26 (accession 0001354457-16-000443) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 27, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-27 (accession 0001437749-26-010115) was 'Marcum LLP' (PCAOB Firm ID: 199). Prior 10-K filed 2025-03-24 (accession 0001641172-25-000364) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001493152-22-008796) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-06 (accession 0001493152-22-009202), 6 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001493152-21-028945) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001493152-21-029625), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001493152-20-005214) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-14 (accession 0001493152-20-006405), 15 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001493152-19-017676) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001493152-19-017989), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001493152-18-007172) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001493152-18-007612), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001571049-17-005030) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001571049-17-005244), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001571049-16-013543) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-11 (accession 0001571049-16-013787), 12 days after the 2016-03-30 filing … | view ↗ |
Related on PAVM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.