PAR Risk Flags
Consolidated view of every risk_flag row PARhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001140361-17-014252) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001140361-17-016022), 17 days after the 2017-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Mar 21, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-03-21 (accession 0000708821-23-000038) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2022-03-01 (accession 0000708821-22-000012) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0000708821-12-000008) notified the SEC of delayed 10-K filing for period ending 2011-12-30. Substantive filing landed 2012-04-04 (accession 0000708821-12-000018), 6 days after the 2012-03-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2011 | Form NT 10-Q filed 2011-08-15 (accession 0000708821-11-000025) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0000708821-11-000033), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 10, 2010 | Form NT 10-Q filed 2010-11-10 (accession 0000708821-10-000023) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-10 (accession 0000708821-10-000024), 4 days before the 2010-11-14 filing … | view ↗ |
Related on PAR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.