PALI Risk Flags
Consolidated view of every risk_flag row PALIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Jul 10, 2015 | Form 25 filed 2015-07-10 (accession 0001144204-15-042019) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 26, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-26 (accession 0000950170-24-036402) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2023-03-22 (accession 0000950170-23-009226) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001171843-21-005966) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-23 (accession 0001171843-21-006102), 9 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 9, 2016 | Form NT 10-Q filed 2016-08-09 (accession 0001171843-16-011642) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-11 (accession 0001171843-16-011715), 3 days before the 2016-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 15, 2012 | Form NT 10-K filed 2012-03-15 (accession 0001144204-12-015286) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-03-30 (accession 0001144204-12-018248), 0 days after the 2012-03-30 filing d… | view ↗ |
Related on PALI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.