PACK Risk Flags
Consolidated view of every risk_flag row PACKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Sep 22, 2020 | Form 25-NSE filed 2020-09-22 (accession 0000876661-20-000806) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Jun 3, 2019 | Form 25-NSE filed 2019-06-03 (accession 0000876661-19-000531) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0000950170-23-011163) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2022-02-28 (accession 0000950170-22-002310) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
| Late Filing | low | NT 10-K · Mar 15, 2023 | Form NT 10-K filed 2023-03-15 (accession 0000950103-23-004124) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-03-31 (accession 0000950170-23-011163), 0 days after the 2023-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2020 | Form NT 10-K filed 2020-03-17 (accession 0000950103-20-005343) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-03-17 (accession 0001628280-20-003690), 13 days before the 2020-03-30 filing… | view ↗ |
Related on PACK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.