OZSC Risk Flags
Consolidated view of every risk_flag row OZSChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001493152-26-014607) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-05-14 (accession 0001493152-26-023179), 44 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001493152-24-012654) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001493152-24-014825), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001493152-23-010602) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012529), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Jun 29, 2020 | Form NT 10-Q filed 2020-06-29 (accession 0001493152-20-012122) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-02 (accession 0001493152-20-012471), 48 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001493152-25-023671) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024274), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001641172-25-024307) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001641172-25-024807), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001641172-25-011270) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001641172-25-011648), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-002084) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004807), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001493152-23-041414) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001493152-23-042083), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001493152-22-008608) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001493152-22-010106), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001493152-21-028785) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-18 (accession 0001493152-21-029205), 4 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001493152-21-020256) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-17 (accession 0001493152-21-020444), 3 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001493152-21-012100) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-19 (accession 0001493152-21-012275), 4 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001493152-21-007564) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001493152-21-008931), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2020 | Form NT 10-Q filed 2020-11-16 (accession 0001493152-20-021639) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-23 (accession 0001493152-20-022310), 9 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2019 | Form NT 10-Q filed 2019-08-15 (accession 0001554795-19-000256) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001554795-19-000264), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001554795-19-000093) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001554795-19-000104), 16 days after the 2019-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001641172-25-004807) was 'Prager Metis CPAs LLC' (PCAOB Firm ID: 273). Prior 10-K filed 2024-04-16 (accession 0001493152-24-014825) was 'Prager Metis CPAs LLC' (PCAOB Firm ID: 237). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001554795-18-000229) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001554795-18-000257), 6 days after the 2018-08-14 filing d… | view ↗ |
Related on OZSC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.