OST Risk Flags
Consolidated view of every risk_flag row OSThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 20-F · Jan 31, 2023 | Form NT 20-F filed 2023-01-31 (accession 0001213900-23-006430) notified the SEC of delayed 20-F filing for period ending 2022-09-30. Substantive filing landed 2023-02-16 (accession 0001213900-23-012263), 19 days after the 2023-01-28 filing … | view ↗ |
| Auditor Change | low | 20-F · Jan 27, 2025 | PCAOB-tagged auditor in 20-F filed 2025-01-27 (accession 0001213900-25-007016) was 'Audit Alliance LLP' (PCAOB Firm ID: 3487). Prior 20-F filed 2024-01-31 (accession 0001213900-24-008053) was 'TPS Thayer, LLC' (PCAOB Firm ID: 6706). | view ↗ |
Related on OST
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.