ORBS Risk Flags
Consolidated view of every risk_flag row ORBShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010277) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012596), 17 days after the 2023-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-15 (accession 0001493152-26-016664) was 'Stephano Slack LLC' (PCAOB Firm ID: 3523). Prior 10-K filed 2025-04-15 (accession 0001641172-25-004802) was 'Morison Cogen LLP' (PCAOB Firm ID: 536). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014176) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001493152-26-016664), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001493152-25-012011) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001493152-25-012159), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001856) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004802), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001493152-24-012576) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-02 (accession 0001493152-24-012608), 3 days after the 2024-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001493152-23-017608) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-16 (accession 0001493152-23-017616), 1 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001493152-22-022920) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-19 (accession 0001493152-22-023625), 5 days after the 2022-08-14 filing d… | view ↗ |
Related on ORBS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.