OPTX Risk Flags
Consolidated view of every risk_flag row OPTXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001605) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-10-06 (accession 0001493152-25-016960), 189 days after the 2025-03-31 filing… | view ↗ |
| Auditor Change | high | 10-K · May 23, 2024 | PCAOB-tagged auditor in 10-K filed 2024-05-23 (accession 0001493152-24-021130) was 'Freed Maxick CPAs, P.C.' (PCAOB Firm ID: 243). Prior 10-K filed 2023-01-30 (accession 0001493152-23-002997) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Auditor Change | medium | 10-K · Oct 6, 2025 | PCAOB-tagged auditor in 10-K filed 2025-10-06 (accession 0001493152-25-016960) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2024-05-23 (accession 0001493152-24-021130) was 'Freed Maxick CPAs, P.C.' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012190) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-05-23 (accession 0001493152-24-021130), 54 days after the 2024-03-30 filing … | view ↗ |
| Delisting | medium | 25-NSE · Nov 7, 2023 | Form 25-NSE filed 2023-11-07 (accession 0001354457-23-000817) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q/A · Aug 16, 2023 | Form NT 10-Q/A filed 2023-08-16 (accession 0001493152-23-029115) notified the SEC of delayed 10-Q/A filing for period ending 2023-06-30. Substantive filing landed 2023-10-31 (accession 0001493152-23-038877), 78 days after the 2023-08-14 fil… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 30, 2026 | PCAOB-tagged auditor in 10-K/A filed 2026-04-30 (accession 0001493152-26-020749) was 'CBIZ CPAs P.C.' (PCAOB Firm ID: 199). Prior 10-K filed 2025-10-06 (accession 0001493152-25-016960) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001493152-24-020085) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-23 (accession 0001493152-24-021132), 8 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028750) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-15 (accession 0001493152-23-028751), 1 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001493152-22-008614) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-01 (accession 0001493152-22-008787), 1 days after the 2022-03-31 filing d… | view ↗ |
Related on OPTX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.