OPAL Risk Flags
Consolidated view of every risk_flag row OPALhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · May 13, 2025 | Form NT 10-Q filed 2025-05-13 (accession 0001628280-25-024876) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-08-07 (accession 0001628280-25-038997), 84 days after the 2025-05-15 filing … | view ↗ |
| Delisting | medium | 25-NSE · Dec 21, 2022 | Form 25-NSE filed 2022-12-21 (accession 0001354457-22-000764) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Jul 21, 2022 | Form 25-NSE filed 2022-07-21 (accession 0001354457-22-000421) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 29, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-29 (accession 0001842279-23-000009) was 'BDO USA, LLP' (PCAOB Firm ID: 243). Prior 10-K filed 2022-03-09 (accession 0001193125-22-070682) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001193125-21-165074) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-21 (accession 0001193125-21-168907), 6 days after the 2021-05-15 filing d… | view ↗ |
Related on OPAL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.