OMQS Risk Flags
Consolidated view of every risk_flag row OMQShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001227528-07-000259) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-15 (accession 0001227528-08-000085), 183 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2007 | Form NT 10-Q filed 2007-08-14 (accession 0001227528-07-000186) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2008-05-15 (accession 0001227528-08-000085), 275 days after the 2007-08-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2007 | Form NT 10-Q filed 2007-05-15 (accession 0001227528-07-000118) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001227528-07-000061) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2006 | Form NT 10-Q filed 2006-08-14 (accession 0001227528-06-000260) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001227528-06-000193) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2005 | Form NT 10-K filed 2005-03-31 (accession 0001227528-05-000046) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 16, 2004 | Form NT 10-Q filed 2004-11-16 (accession 0001077048-04-000458) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 17, 2004 | Form NT 10-Q filed 2004-08-17 (accession 0001077048-04-000330) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 18, 2004 | Form NT 10-Q filed 2004-05-18 (accession 0001077048-04-000209) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001493152-19-007611) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-06-28 (accession 0001493152-19-009850), 44 days after the 2019-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001493152-19-004732) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-06-05 (accession 0001493152-19-008751), 66 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001493152-18-004656) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-05-08 (accession 0001493152-18-006368), 38 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001493152-17-003232) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001493152-17-004028), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001493152-16-008502) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-18 (accession 0001493152-16-009032), 19 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001227528-12-000005) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001227528-12-000007), 17 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001077048-04-000124) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2003 | Form NT 10-K filed 2003-09-30 (accession 0001077048-03-000248) notified the SEC of delayed 10-K filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Delisting | medium | 25-NSE · Jun 28, 2024 | Form 25-NSE filed 2024-06-28 (accession 0001354457-24-000443) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001493152-18-016218) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001493152-18-016484), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001493152-18-011996) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001493152-18-012357), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001493152-18-007188) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001493152-18-007580), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001493152-17-013234) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-17 (accession 0001493152-17-013478), 3 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001493152-16-015118) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-22 (accession 0001493152-16-015392), 8 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2016 | Form NT 10-Q filed 2016-08-16 (accession 0001493152-16-012606) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-22 (accession 0001493152-16-012773), 8 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001493152-16-009957) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-23 (accession 0001493152-16-010207), 8 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001393905-15-000154) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-09 (accession 0001493152-15-001313), 9 days after the 2015-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001393905-14-000307) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001393905-14-000320), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001227528-14-000008) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-02 (accession 0001393905-14-000168), 2 days after the 2014-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001227528-13-000028) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001393905-13-000663), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001227528-13-000025) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001393905-13-000458), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2013 | Form NT 10-Q filed 2013-05-15 (accession 0001227528-13-000012) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001227528-13-000016), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001227528-13-000008) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-12 (accession 0001393905-13-000159), 12 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001227528-12-000018) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001227528-12-000020), 5 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001227528-12-000013) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001227528-12-000016), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001227528-12-000009) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001227528-12-000011), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001227528-11-000035) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001227528-11-000037), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2011 | Form NT 10-Q filed 2011-05-16 (accession 0001227528-11-000025) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-23 (accession 0001227528-11-000027), 8 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001227528-11-000012) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-15 (accession 0001227528-11-000016), 15 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001227528-10-000132) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-22 (accession 0001227528-10-000134), 8 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2009 | Form NT 10-Q filed 2009-11-16 (accession 0001227528-09-000158) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-20 (accession 0001227528-09-000168), 6 days after the 2009-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2009 | Form NT 10-Q filed 2009-05-15 (accession 0001227528-09-000066) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-20 (accession 0001227528-09-000074), 5 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001227528-09-000029) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-15 (accession 0001227528-09-000034), 15 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2008 | Form NT 10-Q filed 2008-11-14 (accession 0001227528-08-000206) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-18 (accession 0001227528-08-000208), 4 days after the 2008-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001493152-26-014708) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001493152-26-016891), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001493152-25-012041) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001641172-25-024877), 5 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001493152-24-012457) was 'Haynie & Company' (PCAOB Firm ID: 457). Prior 10-K filed 2023-03-31 (accession 0001493152-23-009866) was 'BARZILY AND CO., CPA’s' (PCAOB Firm ID: 2015). | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001493152-23-009866) was 'BARZILY AND CO., CPA’s' (PCAOB Firm ID: 2015). Prior 10-K filed 2022-03-31 (accession 0001493152-22-008493) was 'Haynie & Company' (PCAOB Firm ID: 457). | view ↗ |
Related on OMQS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.