OMEX Risk Flags
Consolidated view of every risk_flag row OMEXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001193125-23-277190) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2024-05-20 (accession 0001193125-24-141913), 188 days after the 2023-11-14 filing… | view ↗ |
| Auditor Change | medium | 10-K · May 17, 2024 | PCAOB-tagged auditor in 10-K filed 2024-05-17 (accession 0001193125-24-141624) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2023-03-31 (accession 0000950170-23-011378) was 'Warren Averett, LLC' (PCAOB Firm ID: 2226). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001193125-24-083459) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-05-17 (accession 0001193125-24-141624), 48 days after the 2024-03-30 filing … | view ↗ |
| Delisting | medium | 25 · Jul 9, 2007 | Form 25 filed 2007-07-09 (accession 0001263279-07-000203) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001193125-25-181905) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0000950170-25-110072), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001193125-24-139478) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001193125-24-141913), 5 days after the 2024-05-15 filing d… | view ↗ |
Related on OMEX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.