OMCC Risk Flags
Consolidated view of every risk_flag row OMCChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Jul 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-07-01 (accession 0000950170-24-079650) was 'Forvis Mazars, LLP' (PCAOB Firm ID: 686). Prior 10-K filed 2023-06-27 (accession 0000950170-23-030037) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Delisting | medium | 25 · Dec 22, 2025 | Form 25 filed 2025-12-22 (accession 0001437749-25-038479) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0000950170-24-097500) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-26 (accession 0000950170-24-100547), 12 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0000950170-23-042635) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-16 (accession 0000950170-23-043019), 2 days after the 2023-08-14 filing d… | view ↗ |
Related on OMCC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.