OLOX Risk Flags
Consolidated view of every risk_flag row OLOXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001213900-25-026777) notified the SEC of delayed 10-K filing for period ending 2024-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | high | 10-K · Apr 1, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-01 (accession 0001213900-25-026495) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K/A filed 2024-05-10 (accession 0001213900-24-041716) was 'Whitley Penn LLP' (PCAOB Firm ID: 726). | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001213900-24-043674) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-05-17 (accession 0001213900-24-044497), 93 days after the 2024-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2000 | Form NT 10-K filed 2000-03-31 (accession 0000950144-00-004379) notified the SEC of delayed 10-K filing for period ending 1999-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 1999 | Form NT 10-K filed 1999-04-01 (accession 0000950144-99-003953) notified the SEC of delayed 10-K filing for period ending 1998-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 18, 1998 | Form NT 10-Q filed 1998-05-18 (accession 0000950144-98-006591) notified the SEC of delayed 10-Q filing for period ending 1998-03-31. Substantive filing landed 1999-05-17 (accession 0000950144-99-006242), 367 days after the 1998-05-15 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001213900-26-038062) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001213900-25-044496) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-13 (accession 0001213900-25-054136), 29 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 28, 2024 | Form NT 10-K filed 2024-03-28 (accession 0001213900-24-027193) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-05-07 (accession 0001213900-24-040541), 38 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001213900-22-017029) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-18 (accession 0001213900-22-020226), 18 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001213900-24-098524) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-27 (accession 0001213900-24-102979), 13 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001213900-22-072627) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-16 (accession 0001213900-22-073047), 2 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001213900-22-027060) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-24 (accession 0001213900-22-029275), 9 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001213900-21-027052) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-20 (accession 0001213900-21-028187), 5 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2021 | Form NT 10-K filed 2021-03-30 (accession 0001213900-21-018700) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001213900-21-021736), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2020 | Form NT 10-Q filed 2020-11-17 (accession 0001213900-20-037514) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-19 (accession 0001213900-20-038250), 5 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001213900-16-015919) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-15 (accession 0001213900-16-016073), 1 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2015 | Form NT 10-Q filed 2015-08-17 (accession 0001213900-15-006253) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001213900-15-006370), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0000921895-14-000695) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-15 (accession 0001213900-14-002426), 15 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001213900-12-004673) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001213900-12-004794), 6 days after the 2012-08-14 filing d… | view ↗ |
Related on OLOX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.