OLB Risk Flags
Consolidated view of every risk_flag row OLBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 28, 2008 | Form NT 10-K filed 2008-03-28 (accession 0001144204-08-018248) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001213900-24-028780) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001213900-24-032767), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001213900-19-005528) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-18 (accession 0001213900-19-006667), 18 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001213900-26-037815) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-01 (accession 0001213900-26-037906), 1 days after the 2026-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001213900-25-076882) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001213900-25-078562), 5 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-15 (accession 0001213900-25-032064) was 'RBSM LLP' (PCAOB Firm ID: 587). Prior 10-K filed 2024-04-15 (accession 0001213900-24-032767) was 'Mac Accounting Group & CPAs, LLP' (PCAOB Firm ID: 6258). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001213900-25-026247) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001213900-25-032064), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001213900-24-043892) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001213900-24-045276), 5 days after the 2024-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-15 (accession 0001213900-24-032767) was 'Mac Accounting Group & CPAs, LLP' (PCAOB Firm ID: 6258). Prior 10-K filed 2023-03-30 (accession 0001213900-23-024330) was 'Daszkal Bolton LLP' (PCAOB Firm I… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001213900-23-067402) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001213900-23-069099), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001213900-19-023590) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-15 (accession 0001213900-19-023600), 1 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001213900-19-008915) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-16 (accession 0001213900-19-008917), 1 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001213900-18-015719) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001213900-18-016170), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001213900-18-010912) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-22 (accession 0001213900-18-011534), 8 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 27, 2018 | Form NT 10-K filed 2018-03-27 (accession 0001213900-18-003468) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-13 (accession 0001213900-18-004403), 13 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001213900-17-011903) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-16 (accession 0001213900-17-012241), 2 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 29, 2017 | Form NT 10-K filed 2017-03-29 (accession 0001213900-17-002938) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-12 (accession 0001213900-17-003650), 12 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001213900-16-012056) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-01 (accession 0001213900-16-012172), 2 days after the 2016-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2009 | Form NT 10-K filed 2009-03-30 (accession 0001144204-09-016717) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-13 (accession 0001144204-09-020184), 13 days after the 2009-03-31 filing … | view ↗ |
Related on OLB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.