OCEA Risk Flags
Consolidated view of every risk_flag row OCEAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001641172-25-023734) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 14, 2024 | Form NT 10-Q filed 2024-05-14 (accession 0001493152-24-019197) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-12-23 (accession 0001493152-24-051207), 222 days after the 2024-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012409) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-11-25 (accession 0001493152-24-047661), 240 days after the 2024-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001493152-23-041386) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2024-04-15 (accession 0001493152-24-014676), 153 days after the 2023-11-14 filing… | view ↗ |
| Delisting | medium | 25-NSE · Aug 8, 2025 | Form 25-NSE filed 2025-08-08 (accession 0001354457-25-000798) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-002034) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-08 (accession 0001641172-25-003155), 8 days after the 2025-03-31 filing d… | view ↗ |
| Delisting | medium | 25-NSE · Feb 15, 2023 | Form 25-NSE filed 2023-02-15 (accession 0001354457-23-000094) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Nov 25, 2024 | PCAOB-tagged auditor in 10-K filed 2024-11-25 (accession 0001493152-24-047661) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2023-03-31 (accession 0001493152-23-010129) was 'MaloneBailey, LLP' (PCAOB Firm ID: 206). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001493152-23-017596) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-24 (accession 0001493152-23-018924), 9 days after the 2023-05-15 filing d… | view ↗ |
Related on OCEA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.