OBTC Risk Flags
Consolidated view of every risk_flag row OBTChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001493152-26-014436) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-01 (accession 0001493152-26-014439), 1 days after the 2026-03-31 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 1, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-01 (accession 0001493152-26-014439) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2023-03-21 (accession 0000930413-23-001072) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). | view ↗ |
| Delisting | low | 15-12G · Mar 5, 2024 | Form 15-12G filed 2024-03-05 (accession 0001493152-24-008793) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on OBTC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.