NUMD Risk Flags
Consolidated view of every risk_flag row NUMDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001548123-17-000133) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2017-05-17 (accession 0001548123-17-000141), 367 days after the 2016-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001548123-17-000054) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-19 (accession 0001548123-17-000088), 19 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001548123-18-000301) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001548123-18-000314), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2018 | Form NT 10-K filed 2018-04-03 (accession 0001548123-18-000073) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-03 (accession 0001548123-18-000080), 3 days after the 2018-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001548123-17-000195) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-18 (accession 0001548123-17-000217), 4 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001543637-26-000001) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001543637-26-000005), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001548123-24-000103) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-21 (accession 0001548123-24-000107), 7 days after the 2024-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 3, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-04-03 (accession 0001548123-23-000068) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). Prior 10-K/A filed 2022-04-11 (accession 0001548123-22-000048) was 'Sadler, Gibb & Associates, LLC' (P… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001548123-22-000187) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001548123-22-000202), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2020 | Form NT 10-Q filed 2020-08-13 (accession 0001548123-20-000102) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001548123-20-000119), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 29, 2016 | Form NT 10-K filed 2016-03-29 (accession 0001548123-16-000500) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-13 (accession 0001548123-16-000531), 14 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001548123-15-000398) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-23 (accession 0001548123-15-000417), 9 days after the 2015-11-14 filing d… | view ↗ |
Related on NUMD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.