NTIP Risk Flags
Consolidated view of every risk_flag row NTIPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 13, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-13 (accession 0001072613-26-000270) was 'GRASSI & CO., CPAs, P.C.' (PCAOB Firm ID: 606). Prior 10-K filed 2025-02-28 (accession 0001072613-25-000187) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001072613-08-000852) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2009-03-31 (accession 0001072613-09-000651), 366 days after the 2008-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001072613-07-000822) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2006 | Form NT 10-K filed 2006-03-31 (accession 0001072613-06-000746) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2005 | Form NT 10-Q filed 2005-11-15 (accession 0001072613-05-002635) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2005 | Form NT 10-K filed 2005-03-31 (accession 0001072613-05-000807) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001072613-04-000719) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2003 | Form NT 10-K filed 2003-03-31 (accession 0001072613-03-000537) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2002 | Form NT 10-Q filed 2002-11-15 (accession 0001072613-02-001770) notified the SEC of delayed 10-Q filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2002 | Form NT 10-Q filed 2002-08-14 (accession 0001072613-02-001326) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2001 | Form NT 10-Q filed 2001-11-14 (accession 0001072613-01-501134) notified the SEC of delayed 10-Q filing for period ending 2001-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2001 | Form NT 10-Q filed 2001-08-14 (accession 0001072613-01-500836) notified the SEC of delayed 10-Q filing for period ending 2001-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2001 | Form NT 10-Q filed 2001-05-15 (accession 0001072613-01-500572) notified the SEC of delayed 10-Q filing for period ending 2001-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2001 | Form NT 10-K filed 2001-04-02 (accession 0001072613-01-500421) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 1999 | Form NT 10-K filed 1999-03-31 (accession 0001005477-99-001569) notified the SEC of delayed 10-K filing for period ending 1998-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Mar 30, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-30 (accession 0001072613-23-000275) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2022-03-30 (accession 0001072613-22-000370) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2020 | Form NT 10-Q filed 2020-05-15 (accession 0001072613-20-000182) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-19 (accession 0001072613-20-000188), 4 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2011 | Form NT 10-Q filed 2011-11-15 (accession 0001072613-11-000840) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-15 (accession 0001072613-11-000844), 1 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2011 | Form NT 10-Q filed 2011-05-17 (accession 0001072613-11-000483) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-18 (accession 0001072613-11-000495), 3 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001072613-10-000411) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-09 (accession 0001072613-10-000437), 9 days after the 2010-03-31 filing d… | view ↗ |
Related on NTIP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.