NSTM Risk Flags
Consolidated view of every risk_flag row NSTMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 14, 1996 | Form NT 10-Q filed 1996-11-14 (accession 0000950170-96-001014) notified the SEC of delayed 10-Q filing for period ending 1996-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | high | 10-K · Apr 7, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-07 (accession 0001641172-25-003031) was 'Kreit & Chiu CPA LLP' (PCAOB Firm ID: 6651). Prior 10-K filed 2024-04-01 (accession 0001493152-24-012323) was 'Cherry Bekaert LLP' (PCAOB Firm ID: 677). | view ↗ |
| Delisting | high | 15-12B · Feb 18, 2014 | Form 15-12B (deregistration) filed 2014-02-18 (accession 0001144204-14-010149). Paired with Form 25 (delisting notice) filed 2014-02-07 (accession 0001144204-14-006692) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25 · Feb 7, 2014 | Form 25 (delisting notice) filed 2014-02-07 (accession 0001144204-14-006692). Paired with Form 15-12B (deregistration) filed 2014-02-18 (accession 0001144204-14-010149) within the 12-month going-dark window. | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001144204-12-018979) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001144204-12-021938), 17 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2000 | Form NT 10-K filed 2000-03-30 (accession 0000909518-00-000224) notified the SEC of delayed 10-K filing for period ending 1999-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 17, 1998 | Form NT 10-Q filed 1998-11-17 (accession 0000950170-98-002250) notified the SEC of delayed 10-Q filing for period ending 1998-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 1996 | Form NT 10-Q filed 1996-08-15 (accession 0000950170-96-000654) notified the SEC of delayed 10-Q filing for period ending 1996-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 1996 | Form NT 10-Q filed 1996-05-15 (accession 0000950170-96-000202) notified the SEC of delayed 10-Q filing for period ending 1996-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001641172-25-010794) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-19 (accession 0001641172-25-011514), 4 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2012 | Form NT 10-Q filed 2012-11-15 (accession 0001144204-12-063231) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001144204-12-063883), 5 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001144204-12-046306) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001144204-12-046912), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 16, 2006 | Form NT 10-K filed 2006-03-16 (accession 0000950144-06-002416) notified the SEC of delayed 10-K filing for period ending 2005-12-31. Substantive filing landed 2006-03-31 (accession 0000950144-06-003044), 0 days after the 2006-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-001918) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-07 (accession 0001641172-25-003031), 7 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001493152-23-040837) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-17 (accession 0001493152-23-041854), 3 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2011 | Form NT 10-Q filed 2011-11-15 (accession 0001144204-11-065110) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001144204-11-066212), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001144204-11-019260) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-14 (accession 0001144204-11-022092), 14 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 11, 2005 | Form NT 10-Q filed 2005-05-11 (accession 0001116502-05-001010) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. Substantive filing landed 2005-05-16 (accession 0001116502-05-001105), 1 days after the 2005-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 17, 2005 | Form NT 10-K filed 2005-03-17 (accession 0001116502-05-000443) notified the SEC of delayed 10-K filing for period ending 2004-12-31. Substantive filing landed 2005-03-31 (accession 0001116502-05-000609), 0 days after the 2005-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2001 | Form NT 10-Q filed 2001-08-14 (accession 0000909518-01-500243) notified the SEC of delayed 10-Q filing for period ending 2001-06-30. Substantive filing landed 2001-08-20 (accession 0001116502-01-501008), 6 days after the 2001-08-14 filing d… | view ↗ |
Related on NSTM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.