NROM Risk Flags
Consolidated view of every risk_flag row NROMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 16, 1998 | Form NT 10-Q filed 1998-11-16 (accession 0000926274-98-000298) notified the SEC of delayed 10-Q filing for period ending 1998-09-30. Substantive filing landed 1999-08-23 (accession 0000926274-99-000244), 282 days after the 1998-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 1998 | Form NT 10-K filed 1998-03-31 (accession 0000926274-98-000165) notified the SEC of delayed 10-K filing for period ending 1997-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 1997 | Form NT 10-K filed 1997-03-31 (accession 0000916080-97-000003) notified the SEC of delayed 10-K filing for period ending 1996-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001654954-25-013077) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-12-29 (accession 0001654954-25-014328), 45 days after the 2025-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001654954-25-005615) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-26 (accession 0001654954-25-007442), 42 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001654954-25-003639) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-06-09 (accession 0001654954-25-006725), 70 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001654954-24-006508) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-12 (accession 0001654954-24-007662), 28 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K/A · Apr 16, 2024 | Form NT 10-K/A filed 2024-04-16 (accession 0001654954-24-004697) notified the SEC of delayed 10-K/A filing for period ending 2023-12-31. Substantive filing landed 2024-05-17 (accession 0001654954-24-006563), 48 days after the 2024-03-30 fil… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2000 | Form NT 10-Q filed 2000-05-16 (accession 0000926274-00-000305) notified the SEC of delayed 10-Q filing for period ending 2000-03-31. Substantive filing landed 2000-07-17 (accession 0000926274-00-000332), 63 days after the 2000-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 16, 1999 | Form NT 10-Q filed 1999-11-16 (accession 0000926274-99-000312) notified the SEC of delayed 10-Q filing for period ending 1999-09-30. Substantive filing landed 2000-01-28 (accession 0000926274-00-000023), 75 days after the 1999-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K/A · Apr 13, 2026 | Form NT 10-K/A filed 2026-04-13 (accession 0001654954-26-003443) notified the SEC of delayed 10-K/A filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001654954-26-003035) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001654954-25-009710) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-21 (accession 0001654954-25-009913), 7 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001654954-24-004044) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-05-17 (accession 0001654954-24-006563), 48 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 1996 | Form NT 10-Q filed 1996-11-14 (accession 0000916080-96-000012) notified the SEC of delayed 10-Q filing for period ending 1996-09-30. Substantive filing landed 1996-11-18 (accession 0000916080-96-000013), 4 days after the 1996-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 1996 | Form NT 10-Q filed 1996-08-14 (accession 0000916080-96-000008) notified the SEC of delayed 10-Q filing for period ending 1996-06-30. Substantive filing landed 1996-08-19 (accession 0000916080-96-000009), 5 days after the 1996-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jun 9, 2025 | PCAOB-tagged auditor in 10-K filed 2025-06-09 (accession 0001654954-25-006725) was 'Sassetti, LLC' (PCAOB Firm ID: 29). Prior 10-K filed 2024-05-17 (accession 0001654954-24-006563) was 'Assurance Dimensions' (PCAOB Firm ID: 5036). | view ↗ |
| Auditor Change | low | 10-K · May 17, 2024 | PCAOB-tagged auditor in 10-K filed 2024-05-17 (accession 0001654954-24-006563) was 'Assurance Dimensions' (PCAOB Firm ID: 5036). Prior 10-K filed 2023-04-13 (accession 0001654954-23-004699) was 'Somerset CPA’s, P.C.' (PCAOB Firm ID: 752). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001654954-23-004125) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-13 (accession 0001654954-23-004699), 13 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q/A · May 15, 1996 | Form NT 10-Q/A filed 1996-05-15 (accession 0000906416-96-000024) notified the SEC of delayed 10-Q/A filing for period ending 1996-03-31. Substantive filing landed 1996-05-20 (accession 0000920401-96-000004), 5 days after the 1996-05-15 fili… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 1996 | Form NT 10-Q filed 1996-05-15 (accession 0000906416-96-000016) notified the SEC of delayed 10-Q filing for period ending 1996-03-31. Substantive filing landed 1996-05-20 (accession 0000920401-96-000004), 5 days after the 1996-05-15 filing d… | view ↗ |
Related on NROM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.