NRHI Risk Flags
Consolidated view of every risk_flag row NRHIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · Sep 15, 2022 | Form NT 10-Q filed 2022-09-15 (accession 0001640334-22-002001) notified the SEC of delayed 10-Q filing for period ending 2022-07-31. Substantive filing landed 2022-09-16 (accession 0001640334-22-002024), 2 days after the 2022-09-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Dec 17, 2018 | Form NT 10-Q filed 2018-12-17 (accession 0001680689-18-000002) notified the SEC of delayed 10-Q filing for period ending 2018-10-31. Substantive filing landed 2018-12-26 (accession 0001680689-18-000005), 11 days after the 2018-12-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jul 30, 2018 | Form NT 10-K filed 2018-07-30 (accession 0001683168-18-002049) notified the SEC of delayed 10-K filing for period ending 2018-04-30. Substantive filing landed 2018-08-13 (accession 0001683168-18-002269), 15 days after the 2018-07-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Jul 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-07-31 (accession 0001640334-23-001392) was 'JP Centurion & Partners PLT' (PCAOB Firm ID: 6723). Prior 10-K filed 2022-08-10 (accession 0001640334-22-001692) was 'JLKZ CPA LLP' (PCAOB Firm ID: 6519). | view ↗ |
| Late Filing | low | NT 10-K · Aug 1, 2022 | Form NT 10-K filed 2022-08-01 (accession 0001640334-22-001617) notified the SEC of delayed 10-K filing for period ending 2022-04-30. Substantive filing landed 2022-08-10 (accession 0001640334-22-001692), 12 days after the 2022-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Mar 17, 2021 | Form NT 10-Q filed 2021-03-17 (accession 0001640334-21-000602) notified the SEC of delayed 10-Q filing for period ending 2021-01-31. Substantive filing landed 2021-03-31 (accession 0001640334-21-000726), 14 days after the 2021-03-17 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Sep 14, 2017 | Form NT 10-Q filed 2017-09-14 (accession 0001683168-17-002376) notified the SEC of delayed 10-Q filing for period ending 2017-07-31. Substantive filing landed 2017-09-19 (accession 0001683168-17-002421), 5 days after the 2017-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 31, 2017 | Form NT 10-K filed 2017-07-31 (accession 0001683168-17-001892) notified the SEC of delayed 10-K filing for period ending 2017-04-30. Substantive filing landed 2017-07-31 (accession 0001683168-17-001900), 2 days after the 2017-07-29 filing d… | view ↗ |
Related on NRHI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.