NRC Risk Flags
Consolidated view of every risk_flag row NRChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12B · Apr 17, 2018 | Form 15-12B (deregistration) filed 2018-04-17 (accession 0001437749-18-007020). Paired with Form 25-NSE (delisting notice) filed 2018-04-17 (accession 0001354457-18-000101) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Apr 17, 2018 | Form 25-NSE (delisting notice) filed 2018-04-17 (accession 0001354457-18-000101). Paired with Form 15-12B (deregistration) filed 2018-04-17 (accession 0001437749-18-007020) within the 12-month going-dark window. | view ↗ |
| Auditor Change | low | 10-K · Feb 27, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-27 (accession 0001437749-24-005690) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2023-03-03 (accession 0001437749-23-005305) was 'KPMG LLP' (PCAOB Firm ID: 1997). | view ↗ |
| Auditor Change | low | 10-K · Mar 3, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-03 (accession 0001437749-23-005305) was 'KPMG LLP' (PCAOB Firm ID: 1997). Prior 10-K filed 2022-03-04 (accession 0001437749-22-005273) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
Related on NRC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.