NPK Risk Flags
Consolidated view of every risk_flag row NPKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 9, 2019 | Form NT 10-Q filed 2019-08-09 (accession 0000897101-19-000733) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-11-18 (accession 0001562762-19-000308), 96 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 2007 | Form NT 10-Q filed 2007-11-13 (accession 0000897101-07-002408) notified the SEC of delayed 10-Q filing for period ending 2007-11-13. Substantive filing landed 2008-05-08 (accession 0000897101-08-001033), 132 days after the 2007-12-28 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 16, 2007 | Form NT 10-K filed 2007-03-16 (accession 0000897101-07-000597) notified the SEC of delayed 10-K filing for period ending 2006-12-31. Substantive filing landed 2007-08-24 (accession 0000897101-07-001804), 146 days after the 2007-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2002 | Form NT 10-Q filed 2002-11-15 (accession 0000897101-02-000804) notified the SEC of delayed 10-Q filing for period ending 2002-09-29. Substantive filing landed 2003-05-13 (accession 0000897101-03-000423), 181 days after the 2002-11-13 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 9, 2007 | Form NT 10-Q filed 2007-08-09 (accession 0000897101-07-001662) notified the SEC of delayed 10-Q filing for period ending 2007-07-01. Substantive filing landed 2007-10-09 (accession 0000897101-07-002070), 55 days after the 2007-08-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 13, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-13 (accession 0001437749-23-006380) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K filed 2022-03-11 (accession 0001437749-22-006042) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 8, 2019 | Form NT 10-Q filed 2019-11-08 (accession 0000897101-19-000975) notified the SEC of delayed 10-Q filing for period ending 2019-09-29. Substantive filing landed 2019-11-18 (accession 0001562762-19-000308), 5 days after the 2019-11-13 filing d… | view ↗ |
Related on NPK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.