NOTV Risk Flags
Consolidated view of every risk_flag row NOTVhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Dec 12, 2023 | PCAOB-tagged auditor in 10-K filed 2023-12-12 (accession 0001628280-23-041266) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2023-01-13 (accession 0001558370-23-000243) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001144204-13-045413) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-10-11 (accession 0001144204-13-054924), 58 days after the 2013-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2008 | Form NT 10-K filed 2008-12-30 (accession 0001144204-08-071577) notified the SEC of delayed 10-K filing for period ending 2008-09-30. Substantive filing landed 2009-01-14 (accession 0001144204-09-001832), 16 days after the 2008-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2005 | Form NT 10-K filed 2005-12-30 (accession 0000927946-05-000160) notified the SEC of delayed 10-K filing for period ending 2005-09-30. Substantive filing landed 2006-01-18 (accession 0000927946-06-000006), 20 days after the 2005-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 13, 2024 | Form NT 10-Q filed 2024-05-13 (accession 0001628280-24-022899) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-15 (accession 0001628280-24-023632), 0 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 15, 2022 | Form NT 10-K filed 2022-12-15 (accession 0001104659-22-127342) notified the SEC of delayed 10-K filing for period ending 2022-09-30. Substantive filing landed 2023-01-13 (accession 0001558370-23-000243), 15 days after the 2022-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2022 | Form NT 10-Q filed 2022-02-15 (accession 0001104659-22-023850) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-16 (accession 0001558370-22-001236), 2 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2010 | Form NT 10-K filed 2010-12-29 (accession 0001144204-10-068617) notified the SEC of delayed 10-K filing for period ending 2010-09-30. Substantive filing landed 2011-01-12 (accession 0001144204-11-001921), 14 days after the 2010-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Dec 30, 2009 | Form NT 10-K filed 2009-12-30 (accession 0001144204-09-066857) notified the SEC of delayed 10-K filing for period ending 2009-09-30. Substantive filing landed 2010-01-13 (accession 0001144204-10-001851), 15 days after the 2009-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2009 | Form NT 10-Q filed 2009-05-18 (accession 0001144204-09-027920) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-18 (accession 0001144204-09-028017), 3 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 18, 2009 | Form NT 10-Q filed 2009-02-18 (accession 0001144204-09-009659) notified the SEC of delayed 10-Q filing for period ending 2008-12-31. Substantive filing landed 2009-02-23 (accession 0001144204-09-010446), 9 days after the 2009-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2006 | Form NT 10-Q filed 2006-08-15 (accession 0000927946-06-000119) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. Substantive filing landed 2006-08-29 (accession 0000927946-06-000133), 15 days after the 2006-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Dec 30, 2004 | Form NT 10-K filed 2004-12-30 (accession 0000927946-04-000258) notified the SEC of delayed 10-K filing for period ending 2004-09-30. Substantive filing landed 2005-01-13 (accession 0000927946-05-000008), 15 days after the 2004-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2004 | Form NT 10-Q filed 2004-08-17 (accession 0000927946-04-000169) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. Substantive filing landed 2004-08-19 (accession 0000927946-04-000171), 5 days after the 2004-08-14 filing d… | view ↗ |
Related on NOTV
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.