NOTE Risk Flags
Consolidated view of every risk_flag row NOTEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Apr 3, 2026 | Form 25-NSE filed 2026-04-03 (accession 0000876661-26-000323) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 16, 2026 | Form NT 10-K filed 2026-03-16 (accession 0001193125-26-108298) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-03-24 (accession 0001193125-26-120769), 7 days before the 2026-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 12, 2025 | Form NT 10-Q filed 2025-08-12 (accession 0001193125-25-179011) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-15 (accession 0000950170-25-109434), 1 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001104659-22-091555) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001104659-22-093355), 8 days after the 2022-08-14 filing d… | view ↗ |
| Delisting | medium | 25 · Jul 29, 2022 | Form 25 filed 2022-07-29 (accession 0001104659-22-083846) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001104659-22-040508) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-14 (accession 0001104659-22-045619), 14 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001104659-21-138359) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-24 (accession 0001104659-21-143280), 10 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0000950103-21-007282) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-07-26 (accession 0001104659-21-095863), 72 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 13, 2025 | Form NT 10-Q filed 2025-05-13 (accession 0000950170-25-070303) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-13 (accession 0000950170-25-070383), 2 days before the 2025-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 14, 2025 | Form NT 10-K filed 2025-03-14 (accession 0001193125-25-054842) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-01 (accession 0000950170-25-048724), 1 days after the 2025-03-31 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 28, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-28 (accession 0000950170-23-010339) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K filed 2022-04-14 (accession 0001104659-22-045619) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001104659-21-106691) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-23 (accession 0001104659-21-108647), 9 days after the 2021-08-14 filing d… | view ↗ |
Related on NOTE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.