NORD Risk Flags
Consolidated view of every risk_flag row NORDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Jun 29, 2000 | Form NT 10-K filed 2000-06-29 (accession 0001005477-00-004943) notified the SEC of delayed 10-K filing for period ending 2000-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jun 27, 2025 | Form NT 10-K filed 2025-06-27 (accession 0001641172-25-016816) notified the SEC of delayed 10-K filing for period ending 2025-03-31. Substantive filing landed 2025-07-29 (accession 0001641172-25-021335), 30 days after the 2025-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001493152-25-006511) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-04-02 (accession 0001641172-25-002308), 47 days after the 2025-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 29, 2021 | Form NT 10-K filed 2021-06-29 (accession 0001493152-21-015506) notified the SEC of delayed 10-K filing for period ending 2021-03-31. Substantive filing landed 2021-07-16 (accession 0001493152-21-017036), 17 days after the 2021-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Feb 18, 2020 | Form NT 10-Q filed 2020-02-18 (accession 0001556244-20-000002) notified the SEC of delayed 10-Q filing for period ending 2019-12-31. Substantive filing landed 2020-04-01 (accession 0001493152-20-005627), 47 days after the 2020-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001556244-19-000063) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-09-30 (accession 0001556244-19-000097), 47 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jul 1, 2019 | Form NT 10-K filed 2019-07-01 (accession 0001556244-19-000061) notified the SEC of delayed 10-K filing for period ending 2019-03-31. Substantive filing landed 2019-08-22 (accession 0001556244-19-000078), 54 days after the 2019-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2003 | Form NT 10-Q filed 2003-08-15 (accession 0001047469-03-027966) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 14, 2000 | Form NT 10-Q filed 2000-02-14 (accession 0001005477-00-001281) notified the SEC of delayed 10-Q filing for period ending 1999-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 16, 1999 | Form NT 10-Q filed 1999-08-16 (accession 0000891554-99-001658) notified the SEC of delayed 10-Q filing for period ending 1999-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001641172-25-023658) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-20 (accession 0001641172-25-024884), 6 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2024 | Form NT 10-Q filed 2024-08-13 (accession 0001493152-24-031685) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001493152-24-033179), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 2, 2024 | Form NT 10-K filed 2024-07-02 (accession 0001493152-24-025872) notified the SEC of delayed 10-K filing for period ending 2024-03-31. Substantive filing landed 2024-07-03 (accession 0001493152-24-026126), 4 days after the 2024-06-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001493152-23-027965) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001493152-23-029390), 4 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2018 | Form NT 10-K filed 2018-06-29 (accession 0001556244-18-000083) notified the SEC of delayed 10-K filing for period ending 2018-03-31. Substantive filing landed 2018-07-16 (accession 0001556244-18-000089), 17 days after the 2018-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Jul 1, 2013 | Form NT 10-K filed 2013-07-01 (accession 0001011060-13-000006) notified the SEC of delayed 10-K filing for period ending 2013-07-01. Substantive filing landed 2013-07-15 (accession 0001011060-13-000010), 76 days before the 2013-09-29 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 29, 2012 | Form NT 10-K filed 2012-06-29 (accession 0001011060-12-000013) notified the SEC of delayed 10-K filing for period ending 2012-03-31. Substantive filing landed 2012-07-11 (accession 0001011060-12-000018), 12 days after the 2012-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2011 | Form NT 10-Q filed 2011-11-15 (accession 0001011060-11-000019) notified the SEC of delayed 10-Q filing for period ending 2011-11-15. Substantive filing landed 2011-11-22 (accession 0001011060-11-000021), 38 days before the 2011-12-30 filing… | view ↗ |
| Delisting | medium | 25-NSE · Dec 6, 2010 | Form 25-NSE filed 2010-12-06 (accession 0001143313-10-000185) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Jul 1, 1996 | Form NT 10-K filed 1996-07-01 (accession 0000891554-96-000391) notified the SEC of delayed 10-K filing for period ending 1996-03-31. Substantive filing landed 1996-07-15 (accession 0000927016-96-000589), 16 days after the 1996-06-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Jul 3, 2024 | PCAOB-tagged auditor in 10-K filed 2024-07-03 (accession 0001493152-24-026126) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). Prior 10-K/A filed 2023-07-20 (accession 0001493152-23-024963) was 'Liggett & Webb, P.A.' (PCAOB Firm ID… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2023 | Form NT 10-K filed 2023-06-29 (accession 0001493152-23-022892) notified the SEC of delayed 10-K filing for period ending 2023-03-31. Substantive filing landed 2023-07-14 (accession 0001493152-23-024627), 15 days after the 2023-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001493152-22-022639) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-26 (accession 0001493152-22-024151), 12 days after the 2022-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2019 | Form NT 10-Q filed 2019-02-14 (accession 0001556244-19-000013) notified the SEC of delayed 10-Q filing for period ending 2018-12-31. Substantive filing landed 2019-02-19 (accession 0001556244-19-000027), 5 days after the 2019-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2015 | Form NT 10-K filed 2015-06-29 (accession 0001011060-15-000004) notified the SEC of delayed 10-K filing for period ending 2015-03-31. Substantive filing landed 2015-07-14 (accession 0001011060-15-000009), 15 days after the 2015-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2014 | Form NT 10-K filed 2014-06-30 (accession 0001011060-14-000004) notified the SEC of delayed 10-K filing for period ending 2014-03-31. Substantive filing landed 2014-07-14 (accession 0001011060-14-000021), 15 days after the 2014-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2011 | Form NT 10-K filed 2011-06-30 (accession 0001011060-11-000007) notified the SEC of delayed 10-K filing for period ending 2011-06-30. Substantive filing landed 2011-07-14 (accession 0001011060-11-000011), 76 days before the 2011-09-28 filing… | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2010 | Form NT 10-K filed 2010-06-30 (accession 0001068874-10-000039) notified the SEC of delayed 10-K filing for period ending 2010-03-31. Substantive filing landed 2010-07-01 (accession 0001068874-10-000041), 2 days after the 2010-06-29 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2009 | Form NT 10-K filed 2009-06-30 (accession 0001011060-09-000022) notified the SEC of delayed 10-K filing for period ending 2009-06-30. Substantive filing landed 2009-07-01 (accession 0001011060-09-000024), 89 days before the 2009-09-28 filing… | view ↗ |
Related on NORD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.