NNUP Risk Flags
Consolidated view of every risk_flag row NNUPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0000893220-07-001145) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 30, 2004 | Form NT 10-K filed 2004-03-30 (accession 0000950116-04-001031) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2003 | Form NT 10-Q filed 2003-08-14 (accession 0000950116-03-003571) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2003 | Form NT 10-K filed 2003-03-31 (accession 0000950116-03-002177) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2002 | Form NT 10-Q filed 2002-08-14 (accession 0000893220-02-001012) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 28, 2002 | Form NT 10-K filed 2002-03-28 (accession 0000950116-02-000487) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 3, 2001 | Form NT 10-K filed 2001-04-03 (accession 0000950116-01-000584) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2000 | Form NT 10-Q filed 2000-08-15 (accession 0000950115-00-001031) notified the SEC of delayed 10-Q filing for period ending 2000-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2000 | Form NT 10-K filed 2000-03-31 (accession 0000950115-00-000469) notified the SEC of delayed 10-K filing for period ending 1999-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 18, 1999 | Form NT 10-Q filed 1999-05-18 (accession 0000950115-99-000768) notified the SEC of delayed 10-Q filing for period ending 1999-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 18, 2010 | Form NT 10-Q filed 2010-05-18 (accession 0000950123-10-050860) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-08-23 (accession 0000950123-10-079945), 100 days after the 2010-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2006 | Form NT 10-Q filed 2006-08-15 (accession 0001125282-06-005056) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2006 | Form NT 10-K filed 2006-04-03 (accession 0000950116-06-001129) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 1999 | Form NT 10-K filed 1999-03-31 (accession 0000950115-99-000467) notified the SEC of delayed 10-K filing for period ending 1998-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-31 (accession 0001079973-26-000403) was 'Stephano Slack LLC' (PCAOB Firm ID: 3523). Prior 10-K filed 2025-03-25 (accession 0001079973-25-000476) was 'Morison Cogen LLP' (PCAOB Firm ID: 536). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2010 | Form NT 10-Q filed 2010-08-17 (accession 0000950123-10-078541) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-23 (accession 0000950123-10-079945), 9 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 1998 | Form NT 10-K filed 1998-03-31 (accession 0000950115-98-000595) notified the SEC of delayed 10-K filing for period ending 1997-12-31. Substantive filing landed 1998-04-15 (accession 0000950115-98-000735), 15 days after the 1998-03-31 filing … | view ↗ |
Related on NNUP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.