NLST Risk Flags
Consolidated view of every risk_flag row NLSThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Jan 8, 2019 | Form 25-NSE filed 2019-01-08 (accession 0001354457-19-000020) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 28, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-28 (accession 0001558370-25-004010) was 'Macias Gini & OConnell LLP' (PCAOB Firm ID: 324). Prior 10-K filed 2024-02-23 (accession 0001558370-24-001626) was 'KMJ Corbin & Company LLP' (PCAOB Firm ID… | view ↗ |
Related on NLST
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.