NIMU Risk Flags
Consolidated view of every risk_flag row NIMUhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Mar 14, 2008 | Form NT 10-Q filed 2008-03-14 (accession 0001144204-08-015374) notified the SEC of delayed 10-Q filing for period ending 2008-01-31. Substantive filing landed 2008-12-15 (accession 0001144204-08-069394), 274 days after the 2008-03-16 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Dec 15, 2006 | Form NT 10-Q filed 2006-12-15 (accession 0001193125-06-254444) notified the SEC of delayed 10-Q filing for period ending 2006-10-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | high | 10-K · Jan 30, 2026 | PCAOB-tagged auditor in 10-K filed 2026-01-30 (accession 0001493152-26-004338) was 'Weinberg & Company, P.A.' (PCAOB Firm ID: 572). Prior 10-K filed 2024-10-25 (accession 0001493152-24-042532) was 'EisnerAmper LLP' (PCAOB Firm ID: 274). | view ↗ |
| Late Filing | high | NT 10-K · Oct 30, 2006 | Form NT 10-K filed 2006-10-30 (accession 0001193125-06-218095) notified the SEC of delayed 10-K filing for period ending 2006-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Oct 31, 2005 | Form NT 10-K filed 2005-10-31 (accession 0001193125-05-211740) notified the SEC of delayed 10-K filing for period ending 2005-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Oct 29, 2001 | Form NT 10-K filed 2001-10-29 (accession 0001021408-01-508911) notified the SEC of delayed 10-K filing for period ending 2001-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Oct 28, 1999 | Form NT 10-K filed 1999-10-28 (accession 0001042910-99-001409) notified the SEC of delayed 10-K filing for period ending 1999-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Oct 29, 1996 | Form NT 10-K filed 1996-10-29 (accession 0000950144-96-007363) notified the SEC of delayed 10-K filing for period ending 1996-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | low | NT 10-Q · Jun 15, 2023 | Form NT 10-Q filed 2023-06-15 (accession 0001493152-23-021408) notified the SEC of delayed 10-Q filing for period ending 2023-04-30. Substantive filing landed 2023-06-15 (accession 0001493152-23-021413), 1 days after the 2023-06-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Oct 30, 2019 | Form NT 10-K filed 2019-10-30 (accession 0001493152-19-016167) notified the SEC of delayed 10-K filing for period ending 2019-07-31. Substantive filing landed 2019-11-13 (accession 0001493152-19-017042), 15 days after the 2019-10-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Oct 29, 2018 | Form NT 10-K filed 2018-10-29 (accession 0001493152-18-014923) notified the SEC of delayed 10-K filing for period ending 2018-07-31. Substantive filing landed 2018-11-13 (accession 0001493152-18-015658), 15 days after the 2018-10-29 filing … | view ↗ |
Related on NIMU
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.