NHTC Risk Flags
Consolidated view of every risk_flag row NHTChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Apr 1, 2010 | Form NT 10-K filed 2010-04-01 (accession 0000950123-10-031423) notified the SEC of delayed 10-K filing for period ending 2009-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001019056-04-000470) notified the SEC of delayed 10-K filing for period ending 2003-12-31. Substantive filing landed 2005-03-31 (accession 0000950134-05-006593), 366 days after the 2004-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 17, 2003 | Form NT 10-Q filed 2003-11-17 (accession 0001019056-03-001321) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. Substantive filing landed 2004-08-13 (accession 0001019056-04-001085), 273 days after the 2003-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2002 | Form NT 10-Q filed 2002-05-15 (accession 0001015769-02-000211) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 28, 2002 | Form NT 10-K filed 2002-03-28 (accession 0001015769-02-000103) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2001 | Form NT 10-Q filed 2001-11-14 (accession 0001015769-01-500277) notified the SEC of delayed 10-Q filing for period ending 2001-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2001 | Form NT 10-Q filed 2001-08-14 (accession 0001015769-01-500130) notified the SEC of delayed 10-Q filing for period ending 2001-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2001 | Form NT 10-Q filed 2001-05-15 (accession 0001015769-01-500027) notified the SEC of delayed 10-Q filing for period ending 2001-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2001 | Form NT 10-K filed 2001-03-29 (accession 0001015769-01-000048) notified the SEC of delayed 10-K filing for period ending 2000-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2000 | Form NT 10-Q filed 2000-11-14 (accession 0001015769-00-000299) notified the SEC of delayed 10-Q filing for period ending 2000-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2000 | Form NT 10-Q filed 2000-08-14 (accession 0001015769-00-000220) notified the SEC of delayed 10-Q filing for period ending 2000-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2000 | Form NT 10-Q filed 2000-05-15 (accession 0001015769-00-000117) notified the SEC of delayed 10-Q filing for period ending 2000-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2000 | Form NT 10-K filed 2000-03-30 (accession 0001015769-00-000052) notified the SEC of delayed 10-K filing for period ending 1999-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 12, 1999 | Form NT 10-Q filed 1999-11-12 (accession 0001015769-99-000084) notified the SEC of delayed 10-Q filing for period ending 1999-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 13, 1999 | Form NT 10-Q filed 1999-08-13 (accession 0001015769-99-000063) notified the SEC of delayed 10-Q filing for period ending 1999-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 14, 1999 | Form NT 10-Q filed 1999-05-14 (accession 0001015769-99-000044) notified the SEC of delayed 10-Q filing for period ending 1999-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 1999 | Form NT 10-K filed 1999-03-31 (accession 0001015769-99-000022) notified the SEC of delayed 10-K filing for period ending 1998-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 16, 1998 | Form NT 10-Q filed 1998-11-16 (accession 0001015769-98-000053) notified the SEC of delayed 10-Q filing for period ending 1998-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 17, 1998 | Form NT 10-Q filed 1998-08-17 (accession 0001015769-98-000044) notified the SEC of delayed 10-Q filing for period ending 1998-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 1998 | Form NT 10-Q filed 1998-05-15 (accession 0001015769-98-000023) notified the SEC of delayed 10-Q filing for period ending 1998-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 1998 | Form NT 10-K filed 1998-04-01 (accession 0001015769-98-000015) notified the SEC of delayed 10-K filing for period ending 1997-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 1997 | Form NT 10-Q filed 1997-11-14 (accession 0001015769-97-000071) notified the SEC of delayed 10-Q filing for period ending 1997-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 1997 | Form NT 10-Q filed 1997-08-15 (accession 0001015769-97-000048) notified the SEC of delayed 10-Q filing for period ending 1997-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 1997 | Form NT 10-Q filed 1997-05-15 (accession 0001015769-97-000026) notified the SEC of delayed 10-Q filing for period ending 1997-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 1996 | Form NT 10-Q filed 1996-11-15 (accession 0001015769-96-000036) notified the SEC of delayed 10-Q filing for period ending 1996-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 18, 2019 | Form NT 10-K filed 2019-03-18 (accession 0000912061-19-000018) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-26 (accession 0000912061-19-000029), 26 days after the 2019-03-31 filing … | view ↗ |
| Delisting | medium | 25-NSE · Dec 3, 2009 | Form 25-NSE filed 2009-12-03 (accession 0001354457-09-000323) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2006 | Form NT 10-Q filed 2006-05-16 (accession 0001019056-06-000569) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. Substantive filing landed 2006-06-19 (accession 0000950134-06-011749), 35 days after the 2006-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2006 | Form NT 10-K filed 2006-03-31 (accession 0001019056-06-000360) notified the SEC of delayed 10-K filing for period ending 2005-12-31. Substantive filing landed 2006-05-08 (accession 0000950134-06-013790), 38 days after the 2006-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2004 | Form NT 10-Q filed 2004-05-18 (accession 0001019056-04-000768) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. Substantive filing landed 2004-08-13 (accession 0001019056-04-001085), 90 days after the 2004-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 20, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-20 (accession 0001437749-26-004876) was 'CBIZ CPAs P.C.' (PCAOB Firm ID: 199). Prior 10-K filed 2025-02-21 (accession 0001437749-25-004700) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2018 | Form NT 10-K filed 2018-03-16 (accession 0000912061-18-000014) notified the SEC of delayed 10-K filing for period ending 2018-03-16. Substantive filing landed 2018-03-27 (accession 0000912061-18-000015), 79 days before the 2018-06-14 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2005 | Form NT 10-Q filed 2005-11-15 (accession 0000950134-05-021639) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. Substantive filing landed 2005-11-18 (accession 0000950134-05-021937), 4 days after the 2005-11-14 filing d… | view ↗ |
Related on NHTC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.