NGTF Risk Flags
Consolidated view of every risk_flag row NGTFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K/A · Sep 30, 2025 | Form NT 10-K/A filed 2025-09-30 (accession 0001493152-25-016363) notified the SEC of delayed 10-K/A filing for period ending 2025-06-30. Substantive filing landed 2025-10-14 (accession 0001493152-25-017958), 16 days after the 2025-09-28 fil… | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2025 | Form NT 10-K filed 2025-09-30 (accession 0001493152-25-016119) notified the SEC of delayed 10-K filing for period ending 2025-06-30. Substantive filing landed 2025-10-14 (accession 0001493152-25-017958), 16 days after the 2025-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001641172-25-011098) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-27 (accession 0001641172-25-016960), 43 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001213900-24-099104) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2025-01-14 (accession 0001213900-25-003095), 61 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Oct 1, 2024 | Form NT 10-K filed 2024-10-01 (accession 0001213900-24-083997) notified the SEC of delayed 10-K filing for period ending 2024-06-30. Substantive filing landed 2024-12-27 (accession 0001213900-24-113166), 90 days after the 2024-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001213900-24-043887) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-17 (accession 0001213900-24-053334), 33 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Feb 15, 2024 | Form NT 10-Q filed 2024-02-15 (accession 0001213900-24-014562) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-04-01 (accession 0001213900-24-028649), 47 days after the 2024-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001213900-23-087577) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-12-29 (accession 0001213900-23-099837), 45 days after the 2023-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2019 | Form NT 10-K filed 2019-09-30 (accession 0001213900-19-019319) notified the SEC of delayed 10-K filing for period ending 2019-06-30. Substantive filing landed 2019-10-15 (accession 0001213900-19-020355), 17 days after the 2019-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 17, 2026 | Form NT 10-Q filed 2026-02-17 (accession 0001493152-26-007077) notified the SEC of delayed 10-Q filing for period ending 2025-12-31. Substantive filing landed 2026-02-23 (accession 0001493152-26-007743), 9 days after the 2026-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001493152-25-023388) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001493152-25-024336), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001213900-23-081017) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-10-13 (accession 0001013762-23-003824), 15 days after the 2023-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001213900-23-040484) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001213900-23-042065), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2023 | Form NT 10-Q filed 2023-02-15 (accession 0001213900-23-012121) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-02-21 (accession 0001213900-23-013341), 7 days after the 2023-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001213900-22-072858) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001213900-22-074226), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2022 | Form NT 10-Q filed 2022-02-15 (accession 0001213900-22-007774) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-22 (accession 0001213900-22-008704), 8 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001213900-21-060019) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001213900-21-061211), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2021 | Form NT 10-K filed 2021-09-29 (accession 0001213900-21-050572) notified the SEC of delayed 10-K filing for period ending 2021-06-30. Substantive filing landed 2021-10-13 (accession 0001213900-21-052658), 15 days after the 2021-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001213900-21-027386) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-18 (accession 0001213900-21-027388), 3 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 16, 2021 | Form NT 10-Q filed 2021-02-16 (accession 0001213900-21-009634) notified the SEC of delayed 10-Q filing for period ending 2020-12-31. Substantive filing landed 2021-02-22 (accession 0001213900-21-010857), 8 days after the 2021-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2020 | Form NT 10-Q filed 2020-11-16 (accession 0001213900-20-037372) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-23 (accession 0001213900-20-038587), 9 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2020 | Form NT 10-K filed 2020-09-29 (accession 0001213900-20-028858) notified the SEC of delayed 10-K filing for period ending 2020-06-30. Substantive filing landed 2020-10-13 (accession 0001213900-20-031078), 15 days after the 2020-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2020 | Form NT 10-Q filed 2020-05-18 (accession 0001213900-20-012816) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-20 (accession 0001213900-20-013146), 5 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2020 | Form NT 10-Q filed 2020-02-14 (accession 0001213900-20-003961) notified the SEC of delayed 10-Q filing for period ending 2019-12-31. Substantive filing landed 2020-02-19 (accession 0001213900-20-004255), 5 days after the 2020-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001213900-19-023708) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001213900-19-024073), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2019 | Form NT 10-Q filed 2019-02-15 (accession 0001213900-19-002709) notified the SEC of delayed 10-Q filing for period ending 2018-12-31. Substantive filing landed 2019-02-19 (accession 0001213900-19-002843), 5 days after the 2019-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001213900-18-015930) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001213900-18-016200), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001213900-18-006440) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-18 (accession 0001213900-18-006554), 3 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2018 | Form NT 10-Q filed 2018-02-14 (accession 0001213900-18-001875) notified the SEC of delayed 10-Q filing for period ending 2017-12-31. Substantive filing landed 2018-02-16 (accession 0001213900-18-002025), 2 days after the 2018-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001213900-17-012168) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-16 (accession 0001213900-17-012215), 2 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 29, 2017 | Form NT 10-K filed 2017-09-29 (accession 0001213900-17-010144) notified the SEC of delayed 10-K filing for period ending 2017-06-30. Substantive filing landed 2017-10-03 (accession 0001213900-17-010242), 5 days after the 2017-09-28 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001213900-17-005295) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-18 (accession 0001213900-17-005468), 3 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2017 | Form NT 10-Q filed 2017-02-15 (accession 0001213900-17-001435) notified the SEC of delayed 10-Q filing for period ending 2016-12-31. Substantive filing landed 2017-02-21 (accession 0001213900-17-001625), 7 days after the 2017-02-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Dec 27, 2024 | PCAOB-tagged auditor in 10-K filed 2024-12-27 (accession 0001213900-24-113166) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). Prior 10-K filed 2023-10-13 (accession 0001013762-23-003824) was 'Gries & Associates, LLC' (PCAOB Firm I… | view ↗ |
| Auditor Change | low | 10-K · Oct 13, 2023 | PCAOB-tagged auditor in 10-K filed 2023-10-13 (accession 0001013762-23-003824) was 'Gries & Associates, LLC' (PCAOB Firm ID: 6778). Prior 10-K filed 2022-09-28 (accession 0001213900-22-059811) was 'RBSM LLP' (PCAOB Firm ID: 587). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001213900-16-018590) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-18 (accession 0001213900-16-018725), 4 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2015 | Form NT 10-K filed 2015-09-28 (accession 0001213900-15-007308) notified the SEC of delayed 10-K filing for period ending 2015-06-30. Substantive filing landed 2015-09-30 (accession 0001213900-15-007382), 2 days after the 2015-09-28 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001469709-14-000182) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001469709-14-000198), 5 days after the 2014-05-15 filing d… | view ↗ |
Related on NGTF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.