NFSN Risk Flags
Consolidated view of every risk_flag row NFSNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 15, 2012 | Form NT 10-Q filed 2012-11-15 (accession 0001093287-12-000143) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001062993-08-001374) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2009-03-31 (accession 0001062993-09-001058), 366 days after the 2008-03-30 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2007 | Form NT 10-Q filed 2007-05-16 (accession 0001085037-07-001117) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Dec 29, 2006 | Form NT 10-K filed 2006-12-29 (accession 0001085037-06-002575) notified the SEC of delayed 10-K filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001477932-24-001750) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001477932-24-002091), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001477932-23-002206) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-21 (accession 0001477932-23-002791), 21 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2006 | Form NT 10-Q filed 2006-08-15 (accession 0001085037-06-001606) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. Substantive filing landed 2007-02-15 (accession 0001085037-07-000395), 185 days after the 2006-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001170423-06-000246) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. Substantive filing landed 2007-02-15 (accession 0001085037-07-000395), 276 days after the 2006-05-15 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001477932-26-001914) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001477932-25-008377) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001477932-25-008480), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001477932-25-005851) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001477932-25-006059), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001477932-25-003884) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001477932-25-004043), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001477932-25-002203) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-10 (accession 0001477932-25-002561), 10 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001477932-24-007278) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001477932-24-007407), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2024 | Form NT 10-Q filed 2024-05-14 (accession 0001477932-24-002839) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001477932-24-003166), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001477932-23-006165) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001477932-23-006315), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001477932-23-003639) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-23 (accession 0001477932-23-003918), 8 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001477932-22-008613) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001477932-22-008818), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001477932-22-006179) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-19 (accession 0001477932-22-006303), 5 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001477932-22-003568) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001477932-22-003757), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001477932-21-001984) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-05-21 (accession 0001477932-21-003467), 51 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001093287-12-000109) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001093287-12-000114), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2012 | Form NT 10-K filed 2012-04-02 (accession 0001093287-12-000043) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-25 (accession 0001093287-12-000065), 26 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2008 | Form NT 10-Q filed 2008-05-16 (accession 0001062993-08-002343) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0001062993-08-002399), 5 days after the 2008-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2007 | Form NT 10-Q filed 2007-02-15 (accession 0001085037-07-000385) notified the SEC of delayed 10-Q filing for period ending 2006-12-31. Substantive filing landed 2007-02-15 (accession 0001085037-07-000395), 1 days after the 2007-02-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 21, 2023 | PCAOB-tagged auditor in 10-K filed 2023-04-21 (accession 0001477932-23-002791) was 'KCCW Accountancy Corp' (PCAOB Firm ID: 2851). Prior 10-K filed 2022-03-31 (accession 0001477932-22-001813) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001477932-21-008302) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-24 (accession 0001477932-21-008778), 10 days after the 2021-11-14 filing … | view ↗ |
| Delisting | low | 15-15D · May 22, 2019 | Form 15-15D filed 2019-05-22 (accession 0001477932-19-003088) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2011 | Form NT 10-Q filed 2011-11-15 (accession 0001093287-11-000125) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001093287-11-000140), 7 days after the 2011-11-14 filing d… | view ↗ |
Related on NFSN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.