NEUP Risk Flags
Consolidated view of every risk_flag row NEUPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Sep 30, 2024 | PCAOB-tagged auditor in 10-K filed 2024-09-30 (accession 0001213900-24-082909) was 'Wolf & Company, P.C.' (PCAOB Firm ID: 392). Prior 20-F/A filed 2024-01-17 (accession 0000950170-24-004818) was 'Ernst & Young' (PCAOB Firm ID: 1435). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001213900-25-044176) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0000950170-25-075175), 5 days after the 2025-05-15 filing d… | view ↗ |
| Delisting | low | 15-12G · Dec 23, 2024 | Form 15-12G filed 2024-12-23 (accession 0001213900-24-111979) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on NEUP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.