NCEL Risk Flags
Consolidated view of every risk_flag row NCELhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 20-F · Apr 29, 2026 | PCAOB-tagged auditor in 20-F filed 2026-04-29 (accession 0001213900-26-049307) was 'Kost Forer Gabbay & Kasierer' (PCAOB Firm ID: 1281). Prior 20-F filed 2025-05-16 (accession 0001213900-25-044868) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Auditor Change | high | 20-F · May 16, 2025 | PCAOB-tagged auditor in 20-F filed 2025-05-16 (accession 0001213900-25-044868) was 'Marcum llp' (PCAOB Firm ID: 688). Prior 20-F filed 2024-05-15 (accession 0001213900-24-043570) was 'PricewaterhouseCoopers AG' (PCAOB Firm ID: 1358). | view ↗ |
| Late Filing | medium | NT 20-F · May 1, 2025 | Form NT 20-F filed 2025-05-01 (accession 0001213900-25-038073) notified the SEC of delayed 20-F filing for period ending 2024-12-31. Substantive filing landed 2025-05-16 (accession 0001213900-25-044868), 16 days after the 2025-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Apr 30, 2024 | Form NT 20-F filed 2024-04-30 (accession 0001213900-24-037801) notified the SEC of delayed 20-F filing for period ending 2023-12-31. Substantive filing landed 2024-05-15 (accession 0001213900-24-043570), 16 days after the 2024-04-29 filing … | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2023 | Form NT 20-F filed 2023-05-01 (accession 0001213900-23-034683) notified the SEC of delayed 20-F filing for period ending 2022-12-31. Substantive filing landed 2023-05-05 (accession 0001213900-23-036920), 5 days after the 2023-04-30 filing d… | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2021 | Form NT 20-F filed 2021-04-30 (accession 0001213900-21-023673) notified the SEC of delayed 20-F filing for period ending 2020-12-31. Substantive filing landed 2021-05-14 (accession 0001213900-21-026511), 14 days after the 2021-04-30 filing … | view ↗ |
Related on NCEL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.