NAII Risk Flags
Consolidated view of every risk_flag row NAIIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Oct 1, 2001 | Form NT 10-K filed 2001-10-01 (accession 0000892569-01-500776) notified the SEC of delayed 10-K filing for period ending 2001-06-30. Substantive filing landed 2002-09-23 (accession 0000898430-02-003502), 360 days after the 2001-09-28 filing… | view ↗ |
| Late Filing | high | NT 10-K · Sep 28, 2000 | Form NT 10-K filed 2000-09-28 (accession 0000936392-00-000411) notified the SEC of delayed 10-K filing for period ending 2000-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 2007 | Form NT 10-K filed 2007-09-28 (accession 0001193125-07-210010) notified the SEC of delayed 10-K filing for period ending 2007-06-30. Substantive filing landed 2007-10-15 (accession 0001193125-07-218421), 17 days after the 2007-09-28 filing … | view ↗ |
| Auditor Change | low | 10-K · Sep 23, 2025 | PCAOB-tagged auditor in 10-K filed 2025-09-23 (accession 0001437749-25-029731) was 'HASKELL & WHITE LLP' (PCAOB Firm ID: 2025). Prior 10-K filed 2024-09-27 (accession 0001437749-24-030208) was 'HASKELL & WHITE LLP' (PCAOB Firm ID: 200). | view ↗ |
Related on NAII
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.