MVIS Risk Flags
Consolidated view of every risk_flag row MVIShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 2, 2023 | Form NT 10-K filed 2023-03-02 (accession 0001193125-23-058338) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2024-02-29 (accession 0001493152-24-008335), 335 days after the 2023-03-31 filing… | view ↗ |
| Auditor Change | medium | 10-K · Mar 4, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-04 (accession 0001493152-26-008898) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2025-03-26 (accession 0001641172-25-000783) was 'Moss Adams' (PCAOB Firm ID: 659). | view ↗ |
| Delisting | medium | 25-NSE · Jul 22, 2013 | Form 25-NSE filed 2013-07-22 (accession 0001354457-13-000156) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
Related on MVIS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.