MSS Risk Flags
Consolidated view of every risk_flag row MSShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Aug 13, 2024 | PCAOB-tagged auditor in 10-K filed 2024-08-13 (accession 0001213900-24-068336) was 'Kreit & Chiu CPA LLP' (PCAOB Firm ID: 6651). Prior 10-K/A filed 2023-08-01 (accession 0001213900-23-061585) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | medium | NT 10-K · Jul 29, 2025 | Form NT 10-K filed 2025-07-29 (accession 0001213900-25-068694) notified the SEC of delayed 10-K filing for period ending 2025-04-30. Substantive filing landed 2025-08-14 (accession 0001213900-25-075991), 16 days after the 2025-07-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Dec 12, 2025 | Form NT 10-Q filed 2025-12-12 (accession 0001213900-25-121298) notified the SEC of delayed 10-Q filing for period ending 2025-10-31. Substantive filing landed 2025-12-22 (accession 0001213900-25-124433), 7 days after the 2025-12-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 15, 2025 | Form NT 10-Q filed 2025-09-15 (accession 0001213900-25-087557) notified the SEC of delayed 10-Q filing for period ending 2025-07-31. Substantive filing landed 2025-09-22 (accession 0001213900-25-090145), 8 days after the 2025-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Sep 16, 2024 | Form NT 10-Q filed 2024-09-16 (accession 0001213900-24-078997) notified the SEC of delayed 10-Q filing for period ending 2024-07-31. Substantive filing landed 2024-09-23 (accession 0001213900-24-081017), 9 days after the 2024-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jul 29, 2024 | Form NT 10-K filed 2024-07-29 (accession 0001013762-24-002152) notified the SEC of delayed 10-K filing for period ending 2024-04-30. Substantive filing landed 2024-08-13 (accession 0001213900-24-068336), 15 days after the 2024-07-29 filing … | view ↗ |
Related on MSS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.