MOD Risk Flags
Consolidated view of every risk_flag row MODhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 10-K · May 21, 2025 | PCAOB-tagged auditor in 10-K filed 2025-05-21 (accession 0001558370-25-008058) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2024-05-22 (accession 0001140361-24-027133) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). | view ↗ |
| Delisting | low | 15-15D · Mar 2, 2018 | Form 15-15D filed 2018-03-02 (accession 0001140361-18-011644) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Delisting | low | 15-15D · Mar 2, 2018 | Form 15-15D filed 2018-03-02 (accession 0001140361-18-011642) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Delisting | low | 15-15D · Mar 2, 2018 | Form 15-15D filed 2018-03-02 (accession 0001140361-18-011641) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Delisting | low | 15-15D · Mar 2, 2018 | Form 15-15D filed 2018-03-02 (accession 0001140361-18-011639) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on MOD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.