MLGO Risk Flags
Consolidated view of every risk_flag row MLGOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 29, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-29 (accession 0001829126-23-002347) was 'ONESTOP ASSURANCE PAC' (PCAOB Firm ID: 6732). Prior 10-K filed 2022-03-25 (accession 0001829126-22-006763) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | high | NT 10-Q · Nov 18, 2022 | Form NT 10-Q filed 2022-11-18 (accession 0001829126-22-019363) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2022-11-21 (accession 0001829126-22-019444), 555 days after the 2021-05-15 filing… | view ↗ |
| Delisting | medium | 25 · Dec 12, 2022 | Form 25 filed 2022-12-12 (accession 0001829126-22-020184) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25-NSE · Dec 12, 2022 | Form 25-NSE filed 2022-12-12 (accession 0001354457-22-000712) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
Related on MLGO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.