MITI Risk Flags
Consolidated view of every risk_flag row MITIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001185185-23-000312) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-07-14 (accession 0001185185-23-000727), 105 days after the 2023-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001185185-24-000333) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001185185-24-000401), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001185185-23-001200) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-12-13 (accession 0001185185-23-001290), 29 days after the 2023-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001185185-18-000891) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-06-04 (accession 0001185185-18-001053), 20 days after the 2018-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2018 | Form NT 10-K filed 2018-03-30 (accession 0001185185-18-000554) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-17 (accession 0001185185-18-000718), 17 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2017 | Form NT 10-Q filed 2017-11-14 (accession 0001185185-17-002361) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-12-05 (accession 0001185185-17-002542), 21 days after the 2017-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001511164-17-000160) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001511164-17-000206), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001553350-16-002684) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-12-14 (accession 0001553350-16-002814), 30 days after the 2016-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001575705-16-000100) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-05-02 (accession 0001575705-16-000121), 33 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001575705-15-000066) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-12-08 (accession 0001575705-15-000072), 24 days after the 2015-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K/A · Apr 1, 2013 | Form NT 10-K/A filed 2013-04-01 (accession 0001019056-13-000464) notified the SEC of delayed 10-K/A filing for period ending 2012-12-31. Substantive filing landed 2013-04-16 (accession 0001096906-13-000580), 16 days after the 2013-03-31 fil… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001019056-13-000458) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-16 (accession 0001096906-13-000580), 16 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001185185-24-001107) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-25 (accession 0001185185-24-001173), 11 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001185185-22-000388) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-05 (accession 0001185185-22-000399), 5 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001185185-21-001686) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-16 (accession 0001185185-21-001687), 2 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2020 | Form NT 10-Q filed 2020-05-15 (accession 0001185185-20-000666) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-18 (accession 0001185185-20-000696), 3 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001185185-20-000375) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-01 (accession 0001185185-20-000411), 2 days after the 2020-03-30 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001185185-19-000757) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001185185-19-000767), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001185185-17-001767) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-18 (accession 0001185185-17-001800), 4 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001575705-16-000128) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-20 (accession 0001575705-16-000133), 5 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2015 | Form NT 10-Q filed 2015-05-15 (accession 0001575705-15-000036) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-20 (accession 0001575705-15-000046), 5 days after the 2015-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001575705-15-000028) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-15 (accession 0001575705-15-000032), 15 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001575705-14-000096) notified the SEC of delayed 10-Q filing for period ending 2014-11-14. Substantive filing landed 2014-11-25 (accession 0001575705-14-000103), 34 days before the 2014-12-29 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2014 | Form NT 10-Q filed 2014-08-14 (accession 0001575705-14-000060) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001575705-14-000064), 5 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001575705-14-000037) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001575705-14-000042), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001575705-14-000026) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-15 (accession 0001575705-14-000029), 15 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2013 | Form NT 10-Q filed 2013-11-15 (accession 0001575705-13-000013) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-18 (accession 0001575705-13-000015), 4 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2013 | Form NT 10-Q filed 2013-05-15 (accession 0001096906-13-000800) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001096906-13-000925), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001019056-12-001206) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001019056-12-001230), 5 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001019056-12-000957) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001019056-12-000995), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001019056-12-000632) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001019056-12-000671), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001185185-26-001188) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001185185-26-001385), 15 days after the 2026-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001185185-25-000257) was 'Astra Audit & Advisory LLC' (PCAOB Firm ID: 6920). Prior 10-K filed 2024-04-16 (accession 0001185185-24-000401) was 'Accell Audit & Compliance, P.A.' (PCAOB… | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-16 (accession 0001185185-24-000401) was 'Accell Audit & Compliance, P.A.' (PCAOB Firm ID: 3289). Prior 10-K filed 2023-07-14 (accession 0001185185-23-000727) was 'RBSM LLP' (PCAOB Firm ID: 587). | view ↗ |
| Late Filing | low | NT 10-Q · Feb 15, 2012 | Form NT 10-Q filed 2012-02-15 (accession 0001019056-12-000207) notified the SEC of delayed 10-Q filing for period ending 2011-12-31. Substantive filing landed 2012-02-21 (accession 0001019056-12-000237), 7 days after the 2012-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 28, 2011 | Form NT 10-K filed 2011-09-28 (accession 0001096906-11-002254) notified the SEC of delayed 10-K filing for period ending 2011-06-30. Substantive filing landed 2011-10-13 (accession 0001096906-11-002379), 15 days after the 2011-09-28 filing … | view ↗ |
Related on MITI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.