MIND Risk Flags
Consolidated view of every risk_flag row MINDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Jun 16, 1998 | Form NT 10-Q filed 1998-06-16 (accession 0001047469-98-024304) notified the SEC of delayed 10-Q filing for period ending 1998-04-30. Substantive filing landed 1999-06-14 (accession 0000950129-99-002672), 365 days after the 1998-06-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · May 1, 1998 | Form NT 10-K filed 1998-05-01 (accession 0000950129-98-001851) notified the SEC of delayed 10-K filing for period ending 1998-01-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Apr 20, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-20 (accession 0001437749-26-012831) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2025-04-25 (accession 0001437749-25-013105) was 'Moss Adams LLP' (PCAOB Firm ID: 659). | view ↗ |
| Delisting | medium | 25-NSE · Sep 4, 2024 | Form 25-NSE filed 2024-09-04 (accession 0001354457-24-000612) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 30, 2004 | Form NT 10-K filed 2004-04-30 (accession 0000950129-04-002640) notified the SEC of delayed 10-K filing for period ending 2004-01-31. Substantive filing landed 2004-05-28 (accession 0000950134-04-008211), 28 days after the 2004-04-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Sep 15, 2020 | Form NT 10-Q filed 2020-09-15 (accession 0000926423-20-000027) notified the SEC of delayed 10-Q filing for period ending 2020-07-31. Substantive filing landed 2020-09-15 (accession 0000926423-20-000028), 1 days after the 2020-09-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · May 2, 2006 | Form NT 10-K filed 2006-05-02 (accession 0000950129-06-004765) notified the SEC of delayed 10-K filing for period ending 2006-01-31. Substantive filing landed 2006-05-10 (accession 0000950129-06-005272), 9 days after the 2006-05-01 filing d… | view ↗ |
Related on MIND
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.